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28 / 09 / 2026

Summary of the Four UPC Decisions

Organizer: UPCLA (Unified Patent Court Lawyers Association)
Webinar
10:00 AM - 11:00 AM

Four UPC decisions collectively clarify procedural rigor and remedy standards across the Court. In Microsoft v. Suinno (Paris, 7 Jan 2026), the Paris Central Division revoked the patent for added matter and held that under Rule 30 ROP all sets of amended claims must be filed simultaneously, rendering 16 of 17 auxiliary requests inadmissible. In WhiteWater West v. American Wave (Paris, 12 Jan 2026), the Court confirmed proper service on a US defendant via the Hague Convention/OIJA and granted a default decision, finding the patent’s claim 1 lacked inventive step under the new Court of Appeal test.

In Heraus v. Vibrantz (Munich, 13 Jan 2026), the Court ruled that both parties to a split cost award are « successful parties » who must each file a cost application within one month, though it exceptionally granted re-establishment of rights given unclear procedural rules. Finally, in Canon v. Katun (Düsseldorf, 11 Feb 2026), the Court granted an injunction, destruction of infringing products, and €100,000 in interim damages while limiting publication of the decision, emphasizing proportionality and placing the burden of proof on the defendant.

Decision form

Case 1: Microsoft v. Suinno Mobile 
Court

Paris Central Division of the UPC

Date

7 January 2026

Timestamp

00 : 00 – 17 : 36

Core Issue

Admissibility of auxiliary amendment requests and violation of added matter principle

Key Facts

Suinno sued Microsoft for patent infringement in April 2024 before the Paris Central Division. Microsoft filed a counterclaim for revocation. Suinno presented 17 auxiliary requests to amend the patent, but only auxiliary request no. 1 included the complete set of amended claims.

Legal Framework
  • Rule 30 ROP (UPC Rules of Procedure)
  • Article 84 EPC
  • Articles 123(2)(3) EPC
  • EPO standards regarding added matter
Main Ruling
  • Patent was revoked due to added matter in claim 1
  • Only auxiliary request 1 complied with Rule 30 ROP (filed with complete set of amended claims)
  • Auxiliary requests 2-17 were declared inadmissible due to lack of clarity and absence of distinct claim sets
  • None of the auxiliary requests would have remedied the identified defect, even if admissible
Significance
  • Clarifies strict procedural requirements for patent amendment at the UPC: all sets of amended claims must be filed simultaneously with the amendment application and reply to the revocation counterclaim
Case 2: WhiteWater West v. American Wave 
Court

Paris Central Division of the UPC

Date

12 January 2026

Timestamp

17 : 37 – 23 : 14

Core Issue

UPC jurisdiction to render a decision by default and service requirements under the Hague Convention

Key Facts

WhiteWater West filed a revocation action in April 2025 against American Wave (US company) for patent revocation in France and Germany. American Wave failed to file a defense within the two-month period and did not respond to the proceedings. WhiteWater West requested a decision by default in July 2025.

Legal Framework
  • Rule 355 ROP (decision by default)
  • Rule 277 ROP (service outside member states)
  • Hague Convention
  • OIJA central authority (United States)
Main Ruling
  • Court confirmed that service was properly effected via the Hague Convention through OIJA
  • A decision by default was granted, emphasizing that expeditious decisions are an objective of the UPCA
  • Claim 1 of the patent lacked inventive step according to the new Court of Appeal approach
  • Defendant was ordered to bear the costs of the proceedings
Significance

Establishes that UPC courts have discretionary power to grant decisions by default when defendants fail to respond and that correct service (via appropriate international mechanisms) is an essential prerequisite

Case 3: Heraus v. Vibrantz 
Court

Munich Local Division of the UPC

Date

13 January 2026

Timestamp

23 : 17 – 34 : 53

Core Issue

Application of cost apportionment and re-establishment of rights when parties fail to file cost applications within the prescribed period

Key Facts

Heraus sued Vibrantz for patent infringement. The patent was revoked and the infringement action dismissed with costs apportioned 60-40 (60% to the claimant, 40% to the defendant). One month later, Vibrantz requested a cost decision for 100% of the expenses (~€200,000). Heraus missed the one-month deadline to file its own cost application.

Legal Framework
  • Rule 151 ROP (application for cost decision),
  • Rule 156 RLP (jurisdiction of the judge-rapporteur),
  • Rule 320 RLP (re-establishment of rights)
Main Ruling
  • Both parties in a split cost decision are « successful parties » and must both file a cost application within the one-month period
  • Re-establishment of rights was exceptionally granted despite inadequate legal understanding, due to unclear procedural rules
  • Court noted that the judge-rapporteur (and not the full panel) had jurisdiction over cost decisions
  • One judge (Judge Brintman) issued a dissenting opinion
Significance

Critically reminds us that in split cost decisions, both parties must file cost applications within one month; failure by one party risks allowing the other to recover 100% of costs

Case 4: Canon v. Katun 
Court

Düsseldorf Local Division of the UPC

Date

11 February 2026

Timestamp

34 : 58 to the end

Core Issue

Comprehensive assessment of remedies for patent infringement and conditions for granting corrective measures

Key Facts

Canon sued Katoun for infringement of a patent relating to ink cartridges for printers. Katun contested the patent before the EPO (unsuccessfully) and filed a counterclaim for revocation before the UPC. The patent was upheld and infringement confirmed.

Legal Framework
  • Article 64 UPCA (corrective measures)
  • New Court of Appeal guidelines on inventive step
  • Article 80 UPCA (publication of decision)
  • EU Ecodesign Directive
Main Ruling
  • Injunction: Granted; defendant’s argument that the patent was a standard-essential patent was rejected
  • Grace Period: Refused; defendant cannot invoke the Ecodesign Directive to delay cessation of infringement
  • Request for Information: Claimant entitled to receive supporting documents (invoices, delivery notes); electronic format is sufficient
  • Destruction of Products: Ordered; burden of proof regarding proportionality rests on the defendant
  • Interim Damages:€100,000 awarded based on a 16-month period extrapolated to two years
  • Publication of Decision:Authorized on five media outlets for one month, plus on the defendant’s website for one month; two-step test applied
Significance

Provides comprehensive guidance on the granting of remedies for patent infringement at the UPC, emphasizing proportionality, burden of proof on defendants, and strict limitations on publication (limited number of outlets and restricted duration)

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